-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+fTkxGjviUCTUVA3wWI+Nr8Se0UWEbFMMffniNFG8lcVk7o53i0rYHnIaAMkPPi ddHjAD3JJeLNf6lvFHjA3A== 0000889812-98-001675.txt : 19980703 0000889812-98-001675.hdr.sgml : 19980703 ACCESSION NUMBER: 0000889812-98-001675 CONFORMED SUBMISSION TYPE: SC 13D/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980702 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-09976 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER NORMAN E/ CENTRAL INDEX KEY: 0001015725 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2127013685 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.2)* SEQUA CORPORATION (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 81732 010 (CUSIP Number) Mr. Norman E. Alexander c/o Sequa Corporation 200 Park Avenue, New York, NY 10166 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) ----------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box /__/. Check the following box if a fee is being paid with the statement /__/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1, and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 81732 010 1) NAME OF REPORTING PERSON S.S.# OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Norman E. Alexander S.S. ####-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x --- (b) --- 3) SEC USE ONLY 4) SOURCE OF FUNDS* 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 7) SOLE VOTING POWER 2,122,607 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 2,122,607 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,122,607 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.4% 14) TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D CUSIP No. 81732 010 1) NAME OF REPORTING PERSON S.S.# OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Forfed Corporation I.R.S. Id. No. 13-0714303 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x --- (b) --- 3) USE ONLY 4) SOURCE OF FUNDS* WC 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 7) SOLE VOTING POWER 1,638,543 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 1,638,543 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,638,543 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 25.1% 14) TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT! The Schedule 13D Statement of Norman E. Alexander and certain corporations directly or indirectly wholly-owned by Mr. Alexander with respect to Sequa Corporation which was previously filed with the Securities and Exchange Commission is hereby amended to the extent provided hereinafter by the addition of the following information at the end of each of the items indicated. Item 3. Source and Amount of Funds or Other Consideration The 79,000 Shares to which this statement relates were purchased by Forfed. Of these Shares, 53,800 Shares were purchased on January 3, 1996 at an aggregate cost of $1,640,900 (plus a commission of approximately $2,690), and 25,200 Shares were purchased February 1, 1996 at an aggregate cost of $806,400 (plus a commission of approximately $1,260). Forfed purchased the 79,000 Shares with working capital. Item 4. Purpose of Transaction The purchase of the Shares was to reinforce Mr. Alexander's controlling interest in the Company. Item 5. Interest in Securities of Issuer As a result of the purchases on January 3, 1996 and February 1, 1996, Mr. Alexander individually and through the Corporations beneficially owns an aggregate of 2,122,607 Shares comprising approximately 32.4% of the Shares outstanding. Forfed now owns 1,638,543 Shares or approximately 25.1% of the Shares outstanding. Of the 79,000 Shares to which this statement relates, 53,800 Shares were purchased on January 3, 1996 by Forfed on the New York Stock Exchange at a price of $30.50 per Share (plus a commission of approximately $.05 per Share) and 25,200 Shares were purchased on February 1, 1996 by Forfed on the New York Stock Exchange at a price of $32.00 per Share (plus a commission of approximately $.05) per Share). See also Item 3. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. FIFTY BROAD STREET, INC. FORFED CORPORATION 42 NEW STREET, INC. YOUANDI CORPORATION GALLEON SYNDICATE CORPORATION /s/ Norman E. Alexander ----------------------- Norman E. Alexander Individually and on behalf of the above-named Corporations as President or Chairman February 6, 1996 -----END PRIVACY-ENHANCED MESSAGE-----